SEC Form 4 · accession 0001179706-16-000477
Hewlett Packard Enterprise Co · HPE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Henry Gomez
Officer — EVP, CM & CO
Period of report
Nov 2, 2016
Accepted (ET)
Nov 3, 2016 · 6:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001645590
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 2, 2016 | M | 34,929 | $22.02 | A | 65,752 | D | |
| Common Stock | Nov 2, 2016 | F | 13,557 | $22.02 | D | 52,195 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F1 | — | Oct 31, 2016 | A | 41 | A | — | — | Common Stock | 41 | 17,530 | D |
| Restricted Stock UnitsF3,F1 | — | Oct 31, 2016 | A | 65 | A | — | — | Common Stock | 65 | 27,361 | D |
| Restricted Stock UnitsF4,F1 | — | Nov 2, 2016 | M | 34,929 | D | — | — | Common Stock | 34,929 | 69,856 | D |
| Restricted Stock UnitsF5,F1 | — | Oct 31, 2016 | A | 113 | A | — | — | Common Stock | 113 | 46,862 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- F2As previously reported, on 12/11/13 the reporting person was granted 27,789 restricted stock units ("RSUs"), 9,263 of which vested on 12/11/14, and 9,263 of which vested early on 09/17/15, and 16,659 of which will vest on 12/11/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 40.7764 dividend equivalent rights being reported reflect 40.7764 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.
- F3As previously reported, on 12/10/14 the reporting person was granted 22,082 RSUs, 7,360 of which vested early on 09/17/15, 13,238 of which will vest on 12/10/16, and 13,239 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 64.8080 dividend equivalent rights being reported reflect 64.8080 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.
- F4As previously repored, on 11/02/15 the reporting person was granted 103,520 RSUs, 34,506 of which vested on 11/02/16, and 34,507 of which will vest on each of 11/02/17 and 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 253.3867 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16. The number of derivative securities in column 5 also includes 423 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.4602 shares due to the rounding of fractional shares.
- F5As previously reported, on 12/09/15 the reporting person was granted 46,296 RSUs, 15,432 of which will vest on each of 12/09/16, 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 113.3191 dividend equivalent rights being reported reflect 113.3191 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.