SEC Form 4 · accession 0001179706-16-000462
Hewlett Packard Enterprise Co · HPE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Henry Gomez
Officer — EVP, CM & CO
Period of report
Sep 26, 2016
Accepted (ET)
Sep 28, 2016 · 6:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001645590
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 26, 2016 | M | 13,299 | $22.79 | A | 35,986 | D | |
| Common Stock | Sep 26, 2016 | F | 5,163 | $22.79 | D | 30,823 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F1 | — | Sep 26, 2016 | M | 13,299 | D | — | — | Common Stock | 13,299 | 0 | D |
| Restricted Stock UnitsF3,F1 | — | Jan 6, 2016 | A | 163 | A | — | — | Common Stock | 163 | 17,489 | D |
| Restricted Stock UnitsF4,F1 | — | Jan 6, 2016 | A | 259 | A | — | — | Common Stock | 259 | 27,296 | D |
| Restricted Stock UnitsF5,F1 | — | Jan 6, 2016 | A | 1,011 | A | — | — | Common Stock | 1,011 | 104,531 | D |
| Restricted Stock UnitsF6,F1 | — | Jan 6, 2016 | A | 452 | A | — | — | Common Stock | 452 | 46,748 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- F2As previously reported, on 09/26/13 the reporting person was granted 21,127 restricted stock units ("RSUs"), 7,042 of which vested on 09/26/14, 7,042 of which vested early on 09/17/15, and 12,667 of which vested on 09/26/16. Dividend equivalent rights accrue with respect to these RSUs when as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 47.0733 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 01/06/16, 38.7909 dividend equivalent rights at $17.96 per RSU credited to the reporting person's account on 04/06/16, and 37.8633 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16. The number of derivative securities in column 5 also includes 632 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.6288 shares due to the rounding of fractional shares.
- F3As previously reported, on 12/11/13 the reporting person was granted 27,789 RSUs, 9,263 of which vested on 12/11/14, and 9,263 of which vested early on 09/17/15, and 16,659 of which will vest on 12/11/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 162.7202 dividend equivalent rights being reported reflect 61.9084 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 01/06/16, 51.0159 dividend equivalent rights at $17.96 per RSU credited to the reporting person's account on 04/06/16, and 49.7959 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16.
- F4As previously reported, on 12/10/14 the reporting person was granted 22,082 RSUs, 7,360 of which vested early on 09/17/15, 13,238 of which will vest on 12/10/16, and 13,239 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 258.6196 dividend equivalent rights being reported reflect 98.3943 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 01/06/16, 81.0821 dividend equivalent rights at $17.96 per RSU credited to the reporting person's account on 04/06/16, and 79.1432 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16.
- F5As previously repored, on 11/02/15 the reporting person was granted 103,520 RSUs, 34,506 of which will vest on 11/02/16, and 34,507 of which will vest on each of 11/02/17 and 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 1,011.1531 dividend equivalent rights being reported reflect 384.7027 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 01/06/16, 317.0156 dividend equivalent rights at $17.96 per RSU credited to the reporting person's account on 04/06/16, and 309.4348 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16.
- F6As previously reported, on 12/09/15 the reporting person was granted 46,296 restricted stock units RSUs, 15,432 of which will vest on each of 12/09/16, 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 452.2058 dividend equivalent rights being reported reflect 172.0459 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 01/06/16, 141.7751 dividend equivalent rights at $17.96 per RSU credited to the reporting person's account on 04/06/16, and 138.3848 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16.