SEC Form 4 · accession 0001179706-16-000455
Hewlett Packard Enterprise Co · HPE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ann M Livermore
Director
Period of report
Sep 21, 2016
Accepted (ET)
Sep 22, 2016 · 4:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001645590
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Sep 21, 2016 | S | 44,000 | $22.65 | D | 56,727 | I | By Ann M Livermore TTEE U/A DTD |
| Common StockF1 | holding | — | — | — | 13,717 | D | ||
| Common StockF4 | holding | — | — | — | 6,608 | I | By Fidelity Investments Institutional Services Company, Inc. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The total direct beneficial ownership reflects a de minimus adjustment of 0.803 due to rounding of the shares acquired by the reporting person from the pro rata distribution to HPE shareholders on 11/02/15.
- F2The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/14/16.
- F3The price in Column 4 is a weighted average price. The prices actually paid ranged from $22.58 to $22.74. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.
- F4These shares were held indirectly under HPE's 401(k) Plan as of 08/31/16. Fidelity Investments Institutional Services Company, Inc. accounts for holdings in the stock fund in units, which are comprised of stock and cash reserves. The shares reported represent an approximate value based upon the fund balance and market value of HPE's common stock.