SEC Form 4 · accession 0001179706-16-000452
Hewlett Packard Enterprise Co · HPE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy C. Stonesifer
Officer — EVP & CFO
Period of report
Sep 16, 2016
Accepted (ET)
Sep 20, 2016 · 5:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001645590
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 16, 2016 | M | 47,960 | $16.17 | A | 101,610 | D | |
| Common StockF1 | Sep 16, 2016 | S | 47,960 | $22.01 | D | 53,650 | D | |
| Common StockF1 | Sep 16, 2016 | S | 53,650 | $22.01 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2,F3 | $16.17 | Sep 16, 2016 | M | 47,960 | D | Mar 14, 2015 | Mar 14, 2022 | Common Stock | 47,960 | 23,981 | D |
| Restricted Stock UnitsF5,F4 | — | Jul 6, 2016 | A | 72 | A | — | — | Common Stock | 72 | 24,947 | D |
| Restricted Stock UnitsF6,F4 | — | Jul 6, 2016 | A | 27 | A | — | — | Common Stock | 27 | 9,269 | D |
| Restricted Stock UnitsF7,F4 | — | Jul 6, 2016 | A | 318 | A | — | — | Common Stock | 318 | 108,808 | D |
| Restricted Stock UnitsF8,F4 | — | Jul 6, 2016 | A | 206 | A | — | — | Common Stock | 206 | 69,687 | D |
| Restricted Stock UnitsF9,F4 | — | Jul 6, 2016 | A | 151 | A | — | — | Common Stock | 151 | 50,998 | D |
Explanation of responses
- F1The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/13/16.
- F2This option became exercisable beginning on this date.
- F3This option is no longer exercisable beginning on this date.
- F4Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- F5As previously reported, on 03/14/14, the reporting person was granted 40,000 restricted stock units ("RSUs"), 13,333 of which vested on 03/14/15, 23,980 of which vested on 03/14/16, and 23,981 of which will vest on 03/14/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 71.6823 dividend equivalent rights being reported reflect 71.6823 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16.
- F6As previously reported, on 12/10/14, the reporting person was granted 7,500 RSUs, 2,500 of which vested early on 09/17/15, 4,496 of which will vest on each of 12/10/16 and 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 26.8783 dividend equivalent rights being reported reflect 26.8783 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16.
- F7As previously reported, on 05/27/15, the reporting person was granted 88,810 RSUs, 53,242 of which will vest on each of 05/27/16 and 05/27/17, and 53,243 of which will vest on 05/27/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 318.2976 dividend equivalent rights being reported reflect 318.2976 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16.
- F8As previously reported, on 11/02/15, the reporting person was granted 69,013 RSUs, 23,004 of which will vest on each of 11/02/16 and 11/02/17, and 23,005 of which will vest on 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 206.2889 dividend equivalent rights being reported reflect 206.2889 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16.
- F9As previously reported, on 12/09/15, the reporting person was granted 50,505 RSUs, 16,835 of which will vest on each of 12/09/16, 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 150.9660 dividend equivalent rights being reported reflect 150.9660 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16.