SEC Form 4 · accession 0001179706-16-000430
Hewlett Packard Enterprise Co · HPE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Youngjohns
Officer — EVP and GM, HP Software
Period of report
Jul 17, 2016
Accepted (ET)
Jul 19, 2016 · 4:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001645590
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 17, 2016 | M | 18,033 | $19.77 | A | 18,033 | D | |
| Common Stock | Jul 17, 2016 | F | 9,411 | $19.77 | D | 8,622 | D | |
| Common StockF1 | Jul 19, 2016 | S | 8,622 | $19.69 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F2 | — | Jul 6, 2016 | A | 35 | A | — | — | Common Stock | 39 | 12,147 | D |
| Restricted Stock UnitsF4,F2 | — | Jul 17, 2016 | M | 18,033 | D | — | — | Common Stock | 18,033 | 18,032 | D |
| Restricted Stock UnitsF5,F2 | — | Jul 6, 2016 | A | 115 | A | — | — | Common Stock | 115 | 39,705 | D |
| Restricted Stock UnitsF6,F2 | — | Jul 6, 2016 | A | 516 | A | — | — | Common Stock | 516 | 174,218 | D |
| Restricted Stock UnitsF7,F2 | — | Jul 6, 2016 | A | 189 | A | — | — | Common Stock | 189 | 63,748 | D |
Explanation of responses
- F1The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 06/02/16.
- F2Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- F3As previously reported, on 12/11/13 the reporting person was granted 19,300 restricted stock units ("RSUs"), 6,433 of which vested on 12/11/14, 6,433 of which vested early on 09/17/15, and 11,571 of which will vest on 12/11/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 34.5872 dividend equivalent rights being reported reflect 34.5872 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16.
- F4As previously reported, on 07/17/14, the reporting person was granted 29,045 RSUs, 9,681 of which vested on 07/17/15, 17,413 of which vested on 07/17/16, and 17,413 of which will vest on 07/17/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 104.0995 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16. The number of derivative securities in column 5 also includes 620 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.1518 shares due to the rounding of fractional shares.
- F5As previously reported, on 12/10/14 the reporting person was granted 32,120 RSUs, 10,706 of which vested early on 09/17/15, and 19,256 of which will vest on 12/10/16, and 19,257 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 115.1204 dividend equivalent rights being reported reflect 115.1204 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16.
- F6As previously reported, on 11/02/15 the reporting person was granted 172,533 RSUs, 57,511 of which will vest on each of 11/02/16, 11/02/17, and 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 515.7236 dividend equivalent rights being reported reflect 515.7236 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16.
- F7As previously reported, on 12/09/15 the reporting person was granted 63,131 RSUs, 21,043 of which will vest on 12/09/16, and 21,044 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 188.7068 dividend equivalent rights being reported reflect 188.7068 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16.