SEC Form 4 · accession 0001179706-16-000429
Hewlett Packard Enterprise Co · HPE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher P Hsu
Officer — EVP, COO
Period of report
Jul 17, 2016
Accepted (ET)
Jul 19, 2016 · 4:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001645590
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 17, 2016 | M | 48,115 | $19.77 | A | 82,669 | D | |
| Common Stock | Jul 17, 2016 | F | 20,284 | $19.77 | D | 62,385 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F1 | — | Jul 17, 2016 | M | 48,115 | D | — | — | Common Stock | 48,115 | 48,116 | D |
| Restricted Stock UnitsF3,F1 | — | Jul 6, 2016 | A | 72 | A | — | — | Common Stock | 72 | 24,934 | D |
| Restricted Stock UnitsF4,F1 | — | Jul 6, 2016 | A | 92 | A | — | — | Common Stock | 92 | 31,696 | D |
| Restricted Stock UnitsF5,F1 | — | Jul 6, 2016 | A | 106 | A | — | — | Common Stock | 106 | 36,268 | D |
| Restricted Stock UnitsF6,F1 | — | Jul 6, 2016 | A | 464 | A | — | — | Common Stock | 464 | 156,797 | D |
| Restricted Stock UnitsF7,F1 | — | Jul 6, 2016 | A | 151 | A | — | — | Common Stock | 151 | 50,998 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- F2As previously reported, on 07/17/14, the reporting person was granted 77,500 restricted stock units ("RSUs"), 25,833 of which vested on 07/17/15, 46,461 of which vested on 07/17/16, and 46,463 of which will vest on 07/17/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 277.7620 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16. The number of derivative securities in column 5 also includes 1,654 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.7368 shares due to the rounding of fractional shares.
- F3As previously reported, on 11/19/14, the reporting person was granted 26,896 RSUs, 13,448 of which vested on 11/19/15 and 24,186 of which will vest on 11/19/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 72.2951 dividend equivalent rights being reported reflect 72.2951 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16.
- F4As previously reported, on 12/10/14, the reporting person was granted 25,641 RSUs, 8,547 of which vested early on 09/17/15, and 15,372 of which will vest on each of 12/10/16 and 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 91.8978 dividend equivalent rights being reported reflect 91.8978 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16.
- F5As previously reported, on 05/27/15, the reporting person was granted 29,603 RSUs, 17,747 of which vested on 05/27/16, and 17,747 of which will vest on each of 05/27/17 and 05/27/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 106.0962 dividend equivalent rights being reported reflect 106.0962 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16.
- F6As previously reported, on 11/02/15, the reporting person was granted 155,280 RSUs, 51,760 of which will vest on each of 11/02/16, 11/02/17, and 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 464.1522 dividend equivalent rights being reported reflect 464.1522 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16.
- F7As previously reported, on 12/09/15 the reporting person was granted 50,505 RSUs, 16,835 of which will vest on each of 12/09/16, 12/09/17, and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 150.9660 dividend equivalent rights being reported reflect 150.9660 dividend equivalent rights at $18.40 per RSU credited to the reporting person's account on 07/06/16.