SEC Form 4 · accession 0001179706-16-000424
Hewlett Packard Enterprise Co · HPE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeff T Ricci
Officer — SVP, Controller & PAO
Period of report
Jun 20, 2016
Accepted (ET)
Jun 22, 2016 · 5:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001645590
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 20, 2016 | M | 5,830 | $15.01 | A | 5,830 | D | |
| Common StockF1 | Jun 20, 2016 | S | 5,830 | $19.23 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2,F3 | $15.01 | Jun 20, 2016 | M | 5,830 | D | Dec 11, 2014 | Dec 11, 2021 | Common Stock | 5,830 | 5,831 | D |
Explanation of responses
- F1The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 06/03/16.
- F2This option became exercisable beginning on this date.
- F3This option is no longer exercisable beginning on this date.