SEC Form 4 · accession 0001179706-16-000422
Hewlett Packard Enterprise Co · HPE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Antonio F Neri
Officer — EVP and GM EG
Period of report
Jun 16, 2016
Accepted (ET)
Jun 20, 2016 · 5:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001645590
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 16, 2016 | M | 18,874 | $18.66 | A | 23,810 | D | |
| Common Stock | Jun 16, 2016 | F | 7,093 | $18.66 | D | 16,717 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F1 | — | Jan 6, 2016 | A | 79 | A | — | — | Common Stock | 79 | 12,182 | D |
| Restricted Stock UnitsF3,F1 | — | Jun 16, 2016 | M | 18,874 | D | — | — | Common Stock | 18,874 | 18,875 | D |
| Restricted Stock UnitsF4,F1 | — | Jan 6, 2016 | A | 435 | A | — | — | Common Stock | 435 | 65,982 | D |
| Restricted Stock UnitsF5,F1 | — | Jan 6, 2016 | A | 1,403 | A | — | — | Common Stock | 1,403 | 208,442 | D |
| Restricted Stock UnitsF6,F1 | — | Jan 6, 2016 | A | 514 | A | — | — | Common Stock | 514 | 76,272 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- F2As previously reported, on 12/11/13 the reporting person was granted 19,413 restricted stock units ("RSUs"), 6,471 of which vested on 12/11/14, 6,471 of which vested early on 09/17/15, and 11,638 of which will vest on 12/11/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 78.8891 dividend equivalent rights being reported reflect 43.2493 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 01/06/16, and 35.6398 dividend equivalent rights at $17.96 per RSU credited to the reporting person's account on 04/06/16.
- F3As previously reported, on 06/16/14 the reporting person was granted 30,490 RSUs, 10,163 of which vested on 06/16/15, 18,278 of which will vest on 06/16/16, and 18,280 of which will vest on 06/16/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.. The number of derivative securities in column 5 includes 135.8574 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 01/06/16, and 111.9538 dividend equivalent rights at $17.96 per RSU credited to the reporting person's account on 04/06/16. The number of derivative securities in column 5 also includes 596 dividend equivalent rights and a de minimus adjustment of 0.8588 shares due to the rounding of fractional shares.
- F4As previously reported, on 12/10/14 the reporting person was granted 53,533 RSUs, 17,844 of which vested early on 09/17/15, 32,093 of which will vest on 12/10/16, and 32,094 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 435.0966 dividend equivalent rights being reported reflect 238.5328 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 01/06/16, and 196.5638 dividend equivalent rights at $17.96 per RSU credited to the reporting person's account on 04/06/16.
- F5As previously reported, on 11/02/15 the reporting person was granted 207,039 RSUs, 69,013 of which will vest on each of 11/02/16, 11/02/17, and 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 1,403.4298 dividend equivalent rights being reported reflect 769.4017 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 01/06/16, and 634.0281 dividend equivalent rights at $17.96 per RSU credited to the reporting person's account on 04/06/16.
- F6As previously reported, on 12/09/15 the reporting person was granted 75,758 RSUs, 25,252 of which will vest on 12/09/16, and 25,253 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 513.5314 dividend equivalent rights being reported reflect 281.5331 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 01/06/16, and 231.9983 dividend equivalent rights at $17.96 per RSU credited to the reporting person's account on 04/06/16.