SEC Form 4 · accession 0001179706-16-000406
Hewlett Packard Enterprise Co · HPE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Youngjohns
Officer — EVP and GM, HP Software
Period of report
May 27, 2016
Accepted (ET)
Jun 1, 2016 · 6:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001645590
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 27, 2016 | M | 45,420 | $10.07 | A | 92,749 | D | |
| Common StockF1 | May 27, 2016 | S | 45,420 | $17.9354 | D | 47,329 | D | |
| Common Stock | May 27, 2016 | M | 130,632 | $9.57 | A | 177,961 | D | |
| Common StockF1 | May 27, 2016 | S | 130,632 | $17.9354 | D | 47,329 | D | |
| Common StockF1 | May 27, 2016 | S | 47,329 | $17.9354 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2,F3 | $10.07 | May 27, 2016 | M | 45,420 | D | Sep 19, 2013 | Sep 19, 2020 | Common Stock | 45,420 | 0 | D |
| Employee Stock Option (Right to Buy)F2,F3 | $9.57 | May 27, 2016 | M | 130,632 | D | Jan 16, 2014 | Jan 16, 2021 | Common Stock | 130,632 | 0 | D |
| Restricted Stock UnitsF5,F4 | — | Apr 6, 2016 | A | 35 | A | — | — | Common Stock | 35 | 12,112 | D |
| Restricted Stock UnitsF6,F4 | — | Apr 6, 2016 | A | 107 | A | — | — | Common Stock | 107 | 35,961 | D |
| Restricted Stock UnitsF7,F4 | — | Apr 6, 2016 | A | 118 | A | — | — | Common Stock | 118 | 39,590 | D |
| Restricted Stock UnitsF8,F4 | — | Apr 6, 2016 | A | 528 | A | — | — | Common Stock | 528 | 173,703 | D |
| Restricted Stock UnitsF9,F4 | — | Apr 6, 2016 | A | 193 | A | — | — | Common Stock | 193 | 63,559 | D |
Explanation of responses
- F1The price in Column 4 is a weighted average price. The prices actually paid ranged from $17.8850 to $18.0600. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.
- F2This option became exercisable beginning on this date.
- F3This option is no longer exercisable beginning on this date.
- F4Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- F5As previously reported, on 12/11/13 the reporting person was granted 19,300 restricted stock units ("RSUs"), 6,433 of which vested on 12/11/14, 6,433 of which vested early on 09/17/15, and 11,571 of which will vest on 12/11/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 35.4346 dividend equivalent rights being reported reflect 35.4346 dividend equivalent rights at $17.96 per RSU credited to the reporting person's account on 04/06/16.
- F6As previously reported, on 07/17/14, the reporting person was granted 29,045 RSUs, 9,681 of which vested on 07/17/15, and 17,413 of which will vest on each of 07/17/16 and 07/17/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 106.6498 dividend equivalent rights being reported reflect 106.6498 dividend equivalent rights at $17.96 per RSU credited to the reporting person's account on 04/06/16.
- F7As previously reported, on 12/10/14 the reporting person was granted 32,120 RSUs, 10,706 of which vested early on 09/17/15, and 19,256 of which will vest on 12/10/16, and 19,257 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 117.9407 dividend equivalent rights being reported reflect 117.9407 dividend equivalent rights at $17.96 per RSU credited to the reporting person's account on 04/06/16.
- F8As previously reported, on 11/02/15 the reporting person was granted 172,533 RSUs, 57,511 of which will vest on each of 11/02/16, 11/02/17, and 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 528.3583 dividend equivalent rights being reported reflect 528.3583 dividend equivalent rights at $17.96 per RSU credited to the reporting person's account on 04/06/16.
- F9As previously reported, on 12/09/15 the reporting person was granted 63,131 RSUs, 21,043 of which will vest on 12/09/16, and 21,044 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 193.3299 dividend equivalent rights being reported reflect 193.3299 dividend equivalent rights at $17.96 per RSU credited to the reporting person's account on 04/06/16.