SEC Form 4 · accession 0001179706-16-000405
Hewlett Packard Enterprise Co · HPE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy C. Stonesifer
Officer — EVP & CFO
Period of report
May 27, 2016
Accepted (ET)
Jun 1, 2016 · 6:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001645590
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 27, 2016 | M | 54,245 | $18.26 | A | 77,426 | D | |
| Common Stock | May 27, 2016 | F | 23,776 | $18.26 | D | 53,650 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F1 | — | Apr 6, 2016 | A | 73 | A | — | — | Common Stock | 73 | 24,875 | D |
| Restricted Stock UnitsF3,F1 | — | Apr 6, 2016 | A | 28 | A | — | — | Common Stock | 28 | 9,243 | D |
| Restricted Stock UnitsF4,F1 | — | May 27, 2016 | M | 54,245 | D | — | — | Common Stock | 54,245 | 108,490 | D |
| Restricted Stock UnitsF5,F1 | — | Apr 6, 2016 | A | 211 | A | — | — | Common Stock | 211 | 69,481 | D |
| Restricted Stock UnitsF6,F1 | — | Apr 6, 2016 | A | 155 | A | — | — | Common Stock | 155 | 50,847 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- F2On 03/14/14, the reporting person was granted 40,000 restricted stock units ("RSUs"), 13,333 of which vested on 03/14/15, 23,980 of which vested on 03/14/16, and 23,981 of which will vest on 03/14/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 73.4385 dividend equivalent rights being reported reflect 73.4385 dividend equivalent rights at $17.96 per RSU credited to the reporting person's account on 04/06/16.
- F3On 12/10/14, the reporting person was granted 7,500 RSUs, 2,500 of which vested early on 09/17/15, 4,496 of which will vest on each of 12/10/16 and 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 27.5367 dividend equivalent rights being reported reflect 27.5367 dividend equivalent rights at $17.96 per RSU credited to the reporting person's account on 04/06/16.
- F4On 05/27/15, the reporting person was granted 88,810 RSUs, 53,242 of which will vest on each of 05/27/16 and 05/27/17, and 53,243 of which will vest on 05/27/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 489.1417 dividend equivalent rights at $17.96 per RSU credited to the reporting person's account on 04/06/16. The number of derivative securities in column 5 also includes 1,003 vested dividend equivalent rights and a de minimus adjustment of 0.5316 shares due to the rounding of fractional shares.
- F5On 11/02/15, the reporting person was granted 69,013 RSUs, 23,004 of which will vest on each of 11/02/16 and 11/02/17, and 23,005 of which will vest on 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 211.3427 dividend equivalent rights being reported reflect 211.3427 dividend equivalent rights at $17.96 per RSU credited to the reporting person's account on 04/06/16.
- F6On 12/09/15, the reporting person was granted 50,505 RSUs, 16,835 of which will vest on each of 12/09/16, 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 154.6645 dividend equivalent rights being reported reflect 154.6645 dividend equivalent rights at $17.96 per RSU credited to the reporting person's account on 04/06/16.