SEC Form 4 · accession 0001179706-16-000404
Hewlett Packard Enterprise Co · HPE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher P Hsu
Officer — EVP, COO
Period of report
May 27, 2016
Accepted (ET)
Jun 1, 2016 · 6:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001645590
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 27, 2016 | M | 18,082 | $18.26 | A | 41,350 | D | |
| Common Stock | May 27, 2016 | F | 6,796 | $18.26 | D | 34,554 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F1 | — | Jan 6, 2016 | A | 630 | A | — | — | Common Stock | 630 | 95,953 | D |
| Restricted Stock UnitsF3,F1 | — | Jan 6, 2016 | A | 164 | A | — | — | Common Stock | 164 | 24,862 | D |
| Restricted Stock UnitsF4,F1 | — | Jan 6, 2016 | A | 208 | A | — | — | Common Stock | 208 | 31,604 | D |
| Restricted Stock UnitsF5,F1 | — | May 27, 2016 | M | 18,082 | D | — | — | Common Stock | 18,082 | 36,162 | D |
| Restricted Stock UnitsF6,F1 | — | Jan 6, 2016 | A | 1,053 | A | — | — | Common Stock | 1,053 | 156,333 | D |
| Restricted Stock UnitsF7,F1 | — | Jan 6, 2016 | A | 342 | A | — | — | Common Stock | 342 | 50,847 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- F2As previously reported, on 07/17/14, the reporting person was granted 77,500 restricted stock units ("RSUs"), 25,833 of which vested on 07/17/15, 46,461 of which will vest on 07/17/16, and 46,463 of which will vest on 07/17/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 629.8925 dividend equivalent rights being reported reflect 345.3257 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 01/06/16, and 284.5668 dividend equivalent rights at $17.96 per RSU credited to the reporting person's account on 04/06/16.
- F3As previously reported, on 11/19/14, the reporting person was granted 26,896 RSUs, 13,448 of which vested on 11/19/15 and 24,186 of which will vest on 11/19/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 163.9467 dividend equivalent rights being reported reflect 89.8804 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 01/06/16, and 74.0663 dividend equivalent rights at $17.96 per RSU credited to the reporting person's account on 04/06/16.
- F4As previously reported, on 12/10/14, the reporting person was granted 25,641 RSUs, 8,547 of which vested early on 09/17/15, and 15,372 of which will vest on each of 12/10/16 and 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 208.4006 dividend equivalent rights being reported reflect 114.2514 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 01/06/16, and 94.1492 dividend equivalent rights at $17.96 per RSU credited to the reporting person's account on 04/06/16.
- F5As previously reported, on 05/27/15, the reporting person was granted 29,603 RSUs, 17,747 of which will vest on each of 05/27/16, 05/27/17, and 05/27/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 197.8551 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 01/06/16, and 163.0432 dividend equivalent rights at $17.96 per RSU credited to the reporting person's account on 04/06/16. The number of derivative securities in column 5 also includes 335 vested dividend equivalent rights and a de minimus adjustment of 0.5267 shares due to the rounding of fractional shares.
- F6As previously reported, on 11/02/15, the reporting person was granted 155,280 RSUs, 51,760 of which will vest on each of 11/02/16, 11/02/17, and 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 1,052.5775 dividend equivalent rights being reported reflect 577.0541 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 01/06/16, and 475.5234 dividend equivalent rights at $17.96 per RSU credited to the reporting person's account on 04/06/16.
- F7As previously reported, on 12/09/15 the reporting person was granted 50,505 RSUs, 16,835 of which will vest on each of 12/09/16, 12/09/17, and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 342.3520 dividend equivalent rights being reported reflect 187.6875 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 01/06/16, and 154.6645 dividend equivalent rights at $17.96 per RSU credited to the reporting person's account on 04/06/16.