SEC Form 4 · accession 0001179706-16-000396
Hewlett Packard Enterprise Co · HPE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeff T Ricci
Officer — SVP, Controller & PAO
Period of report
May 23, 2016
Accepted (ET)
May 25, 2016 · 6:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001645590
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 23, 2016 | M | 7,775 | $16.07 | A | 7,775 | D | |
| Common Stock | May 23, 2016 | F | 2,923 | $16.07 | D | 4,852 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F1 | — | Apr 6, 2016 | A | 18 | A | — | — | Common Stock | 18 | 6,102 | D |
| Restricted Stock UnitsF3,F1 | — | May 23, 2016 | M | 7,775 | D | — | — | Common Stock | 7,775 | 7,773 | D |
| Restricted Stock UnitsF4,F1 | — | Apr 6, 2016 | A | 25 | A | — | — | Common Stock | 25 | 8,249 | D |
| Restricted Stock UnitsF5,F1 | — | Apr 6, 2016 | A | 132 | A | — | — | Common Stock | 132 | 43,425 | D |
| Restricted Stock UnitsF6,F1 | — | Apr 6, 2016 | A | 93 | A | — | — | Common Stock | 93 | 30,508 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- F2As previously reported, on 12/11/13 the reporting person was granted 9,726 RSUs, 3,242 of which vested on 12/11/14, 3,246 of which vested early on 09/17/15, and 5,830 of which will vest on 12/11/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 17.8536 dividend equivalent rights being reported reflect 17.8536 dividend equivalent rights at $17.96 per RSU credited to the reporting person's account on 04/06/16.
- F3As previously reported, on 05/23/14 the reporting person was granted 12,500 RSUs, 4,166 of which vested on 05/23/15, 7,494 of which vested on 05/23/16, and 7,494 of which will vest on 05/23/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 45.8987 dividend equivalent rights at $17.96 per RSU credited to the reporting person's account on 04/06/16. The number of derivative securities in column 5 also includes 281 vested dividend equivalent rights and a de minimus adjustment of 0.8091 shares due to the rounding of fractional shares.
- F4As previously reported, on 12/10/14 the reporting person was granted 6,692 RSUs, 2,230 of which vested early on 09/17/15, 4,012 of which will vest on 12/10/16, and 4,013 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 24.5754 dividend equivalent rights being reported reflect 24.5754 dividend equivalent rights at $17.96 per RSU credited to the reporting person's account on 04/06/16.
- F5As previously reported, on 11/02/15 the reporting person was granted 43,133 RSUs, 14,377 of which will vest on 11/02/16, and 14,378 of which will vest on each of 11/02/17 and 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 132.0888 dividend equivalent rights being reported reflect 132.0888 dividend equivalent rights at $17.96 per RSU credited to the reporting person's account on 04/06/16.
- F6As previously reported, on 12/09/15 the reporting person was granted 30,303 RSUs, 10,101 of which will vest on each of 12/09/16, 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 92.7987 dividend equivalent rights being reported reflect 92.7987 dividend equivalent rights at $17.96 per RSU credited to the reporting person's account on 04/06/16.