SEC Form 4 · accession 0001179706-16-000356
Hewlett Packard Enterprise Co · HPE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Margaret C Whitman
Officer — President & CEO · Director
Period of report
Mar 20, 2016
Accepted (ET)
Mar 21, 2016 · 6:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001645590
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 20, 2016 | M | 2,290 | $17.33 | A | 455,398 | D | |
| Common Stock | Mar 20, 2016 | F | 862 | $17.33 | D | 454,536 | D | |
| Common StockF1 | holding | — | — | — | 66 | I | By Living Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F2 | — | Mar 20, 2016 | M | 2,290 | D | — | — | Common Stock | 2,290 | 0 | D |
| Restricted Stock UnitsF4,F2 | — | Jan 6, 2016 | A | 322 | A | — | — | Common Stock | 322 | 90,424 | D |
| Restricted Stock UnitsF5,F2 | — | Jan 6, 2016 | A | 465 | A | — | — | Common Stock | 465 | 128,284 | D |
| Restricted Stock UnitsF6,F2 | — | Jan 6, 2016 | A | 1,924 | A | — | — | Common Stock | 1,924 | 519,522 | D |
| Restricted Stock UnitsF7,F2 | — | Jan 6, 2016 | A | 813 | A | — | — | Common Stock | 813 | 219,668 | D |
Explanation of responses
- F1There is no reportable change since the last filing. This is a reiteration of holdings only.
- F2Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- F3As previously reported, on 03/20/13 the reporting person was granted 3,616 restricted stock units ("RSUs"), 1,205 of which vested on 03/20/14, 1,205 of which vested on 03/20/15, and 2,169 of which vested on 03/20/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities beneficially owned immediately prior to the transaction being reported includes 8.0605 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 01/06/16. The number of derivative securities in column 5 includes 121 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.1727 shares due to the rounding of fractional shares.
- F4As previously reported, on 12/11/13 the reporting person was granted 144,498 RSUs, 48,166 of which vested on 12/11/14, 48,166 of which vested early on 09/17/15, and 86,628 of which will vest on 12/11/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 321.9284 dividend equivalent rights being reported reflect 321.9284 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 01/06/16.
- F5As previously reported, on 12/10/14 the reporting person was granted 104,390 RSUs, 34,796 of which vested early on 09/17/15, 62,583 of which will vest on 12/10/16, and 62,584 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 465.1476 dividend equivalent rights being reported reflect 465.1476 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 01/06/16.
- F6As previously reported, on 11/02/15 the reporting person was granted 517,598 RSUs, 172,532 of which will vest on 11/02/16, and 172,533 of which will vest on each of 11/02/17 and 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 1,923.5061 dividend equivalent rights being reported reflect 1,923.5061 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 01/06/16.
- F7As previously reported, on 12/09/15 the reporting person was granted 218,855 RSUs, 72,951 of which will vest on 12/09/16, and 72,952 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 813.3125 dividend equivalent rights being reported reflect 813.3125 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 01/06/16.