SEC Form 4 · accession 0001179706-16-000352

Hewlett Packard Enterprise Co · HPE

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Timothy C. Stonesifer

Officer — EVP & CFO

Period of report

Mar 14, 2016

Accepted (ET)

Mar 16, 2016 · 4:55 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001645590

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Mar 14, 2016	M	24,803	$16.41	A	32,476	D
Common Stock	Mar 14, 2016	F	9,295	$16.41	D	23,181	D

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F2,F1	—	Mar 14, 2016	M	24,803	D	—	—	Common Stock	24,803	24,802	D
Restricted Stock Units^F3,F1	—	Jan 6, 2016	A	33	A	—	—	Common Stock	33	9,215	D
Restricted Stock Units^F4,F1	—	Jan 6, 2016	A	594	A	—	—	Common Stock	594	162,245	D
Restricted Stock Units^F5,F1	—	Jan 6, 2016	A	256	A	—	—	Common Stock	256	69,269	D
Restricted Stock Units^F6,F1	—	Jan 6, 2016	A	188	A	—	—	Common Stock	188	50,693	D

Explanation of responses

F1Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F2On 03/14/14, the reporting person was granted 40,000 restricted stock units ("RSUs"), 13,333 of which vested on 03/14/15, 23,980 of which vested on 03/14/16, and 23,981 of which will vest on 03/14/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities beneficially owned immediately prior to the transaction being reported includes 178.2334 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 01/06/16. The number of derivative securities in column 5 includes 823 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.4978 shares due to the rounding of fractional shares.
F3On 12/10/14, the reporting person was granted 7,500 RSUs, 2,500 of which vested early on 09/17/15, 4,496 of which will vest on each of 12/10/16 and 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 33.4162 dividend equivalent rights being reported reflect 33.4162 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 01/06/16.
F4On 05/27/15, the reporting person was granted 88,810 RSUs, 53,242 of which will vest on each of 05/27/16 and 05/27/17, and 53,243 of which will vest on 05/27/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 593.5801 dividend equivalent rights being reported reflect 593.5801 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 01/06/16.
F5On 11/02/15, the reporting person was granted 69,013 RSUs, 23,004 of which will vest on each of 11/02/16 and 11/02/17, and 23,005 of which will vest on 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 256.4672 dividend equivalent rights being reported reflect 256.4672 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 01/06/16.
F6On 12/09/15, the reporting person was granted 50,505 RSUs, 16,835 of which will vest on each of 12/09/16, 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 187.6875 dividend equivalent rights being reported reflect 187.6875 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 01/06/16.