SEC Form 4 · accession 0001179706-16-000348
Hewlett Packard Enterprise Co · HPE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeff T Ricci
Officer — SVP, Controller & PAO
Period of report
Feb 19, 2016
Accepted (ET)
Feb 23, 2016 · 7:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001645590
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 19, 2016 | M | 6,370 | $13.67 | A | 6,370 | D | |
| Common Stock | Feb 19, 2016 | F | 2,626 | $13.67 | D | 3,744 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F1 | — | Feb 19, 2016 | M | 6,370 | D | — | — | Common Stock | 6,370 | 0 | D |
| Restricted Stock UnitsF3,F1 | — | Jan 6, 2016 | A | 22 | A | — | — | Common Stock | 22 | 6,084 | D |
| Restricted Stock UnitsF4,F1 | — | Jan 6, 2016 | A | 56 | A | — | — | Common Stock | 56 | 15,501 | D |
| Restricted Stock UnitsF5,F1 | — | Jan 6, 2016 | A | 30 | A | — | — | Common Stock | 30 | 8,224 | D |
| Restricted Stock UnitsF6,F1 | — | Jan 6, 2016 | A | 160 | A | — | — | Common Stock | 160 | 43,293 | D |
| Restricted Stock UnitsF7,F1 | — | Jan 6, 2016 | A | 113 | A | — | — | Common Stock | 113 | 30,416 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- F2As previously reported, on 02/19/13 the reporting person was granted 10,000 restricted stock units ("RSUs"), 3,333 of which vested on each of 02/19/14 and 02/19/15, and 5,996 of which vested on 02/19/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities beneficially owned immediately prior to the transaction being reported includes 22.2824 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 01/06/16. The number of derivative securities in column 5 includes 374 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.6018 shares due to the rounding of fractional shares.
- F3As previously reported, on 12/11/13 the reporting person was granted 9,726 RSUs, 3,242 of which vested on 12/11/14, 3,246 of which vested early on 09/17/15, and 5,830 of which will vest on 12/11/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 21.6655 dividend equivalent rights being reported reflect 21.6655 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 01/06/16.
- F4As previously reported, on 05/23/14 the reporting person was granted 12,500 RSUs, 4,166 of which vested on 05/23/15, and 7,494 of which will vest on each of 05/23/16 and 05/23/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 55.6986 dividend equivalent rights being reported reflect 55.6986 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 01/06/16.
- F5As previously reported, on 12/10/14 the reporting person was granted 6,692 RSUs, 2,230 of which vested early on 09/17/15, 4,012 of which will vest on 12/10/16, and 4,013 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 29.8226 dividend equivalent rights being reported reflect 29.8226 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 01/06/16.
- F6As previously reported, on 11/02/15 the reporting person was granted 43,133 RSUs, 14,377 of which will vest on 11/02/16, and 14,378 of which will vest on each of 11/02/17 and 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 160.2916 dividend equivalent rights being reported reflect 160.2916 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 01/06/16.
- F7As previously reported, on 12/09/15 the reporting person was granted 30,303 RSUs, 10,101 of which will vest on each of 12/09/16, 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 112.6125 dividend equivalent rights being reported reflect 112.6125 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 01/06/16.