SEC Form 4 · accession 0001179706-16-000343
Hewlett Packard Enterprise Co · HPE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Youngjohns
Officer — EVP and GM, HP Software
Period of report
Jan 16, 2016
Accepted (ET)
Jan 20, 2016 · 7:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001645590
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 16, 2016 | M | 46,261 | $12.54 | A | 65,031 | D | |
| Common Stock | Jan 16, 2016 | F | 17,702 | $12.54 | D | 47,329 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F1 | — | Jan 16, 2016 | M | 46,261 | D | — | — | Common Stock | 46,261 | 0 | D |
| Restricted Stock UnitsF3,F1 | — | Jan 6, 2016 | A | 43 | A | — | — | Common Stock | 43 | 12,077 | D |
| Restricted Stock UnitsF4,F1 | — | Jan 6, 2016 | A | 129 | A | — | — | Common Stock | 129 | 35,854 | D |
| Restricted Stock UnitsF5,F1 | — | Jan 6, 2016 | A | 143 | A | — | — | Common Stock | 143 | 39,472 | D |
| Restricted Stock UnitsF6,F1 | — | Jan 6, 2016 | A | 641 | A | — | — | Common Stock | 641 | 173,174 | D |
| Restricted Stock UnitsF7,F1 | — | Jan 6, 2016 | A | 235 | A | — | — | Common Stock | 235 | 63,366 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- F2As previously reported, on 01/16/13 the reporting person was granted 72,633 restricted stock units ("RSUs"), 24,211 of which vested on each of 01/16/14 and 01/16/15, and 43,544 of which vested on 01/16/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities beneficially owned immediately prior to the transaction being reported includes 161.8189 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 01/06/16. The number of derivative securities in column 5 includes 2,717 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.2787 due to fractional rounding of the dividend equivalent rights.
- F3As previously reported, on 12/11/13 the reporting person was granted 19,300 RSUs, 6,433 of which vested on 12/11/14, 6,433 of which vested early on 09/17/15, and 11,571 of which will vest on 12/11/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 43.0003 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 01/06/16.
- F4As previously reported, on 07/17/14, the reporting person was granted 29,045 RSUs, 9,681 of which vested on 07/17/15, and 17,413 of which will vest on each of 07/17/16 and 07/17/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 129.4209 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 01/06/16.
- F5As previously reported, on 12/10/14 the reporting person was granted 32,120 RSUs, 10,706 of which vested early on 09/17/15, and 19,256 of which will vest on 12/10/16, and 19,257 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 143.1226 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 01/06/16.
- F6As previously reported, on 11/02/15 the reporting person was granted 172,533 RSUs, 57,511 of which will vest on each of 11/02/16, 11/02/17, and 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 641.1699 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 01/06/16.
- F7As previously reported, on 12/09/15 the reporting person was granted 63,131 RSUs, 21,043 of which will vest on 12/09/16, and 21,044 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 234.6084 dividend equivalent rights at $14.80 per RSU credited to the reporting person's account on 01/06/16.