SEC Form 4 · accession 0001179706-15-000337
Hewlett Packard Enterprise Co · HPE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy C. Stonesifer
Officer — EVP & CFO
Period of report
Dec 9, 2015
Accepted (ET)
Dec 10, 2015 · 6:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001645590
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 7,673 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2,F3 | $14.85 | Dec 9, 2015 | A | 206,734 | A | Dec 9, 2016 | Dec 9, 2023 | Common Stock | 206,734 | 206,734 | D |
| Restricted Stock UnitsF5,F4 | — | Dec 9, 2015 | A | 50,505 | A | — | — | Common Stock | 50,505 | 50,505 | D |
| Restricted Stock UnitsF6,F7,F4 | — | Nov 1, 2015 | J | 21,945 | A | — | — | Common Stock | 21,945 | 49,426 | D |
| Restricted Stock UnitsF6,F8,F4 | — | Nov 1, 2015 | J | 4,076 | A | — | — | Common Stock | 4,076 | 9,182 | D |
| Restricted Stock UnitsF6,F9,F4 | — | Nov 1, 2015 | J | 71,772 | A | — | — | Common Stock | 71,772 | 161,652 | D |
Explanation of responses
- F1There is no reportable change since the last filing. This is a reiteration of holdings only.
- F2This option will become exercisable beginning on this date.
- F3This option is no longer exercisable beginning on this date.
- F4Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- F5On 12/09/15 the reporting person was granted 50,505 restricted stock units ("RSUs"), 16,835 of which will vest on each of 12/09/16, 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.
- F6Hewlett-Packard Company ("HP Co.") stockholders of record on 10/21/15 ("Record Date") received one share of Hewlett Packard Enterprise common stock for every one share of HP Co. common stock held on the Record Date. As reported in the Registration Statement on Form 10 filed by Issuer with the SEC, in connection with the separation, equity-based awards granted by HP Co, prior to the separation will be converted to adjust the award in a manner intended to preserve the aggregate intrinsic value of the original HP Co. award as measured immediately before and immediately after the separation, subject to rounding. The adjusted equity award will otherwise be subject to the same terms and conditions that applied to the original HP Co. award immediately prior to the separation, unless otherwise noted. The reporting person's equity-based awards granted by HP Co. prior to separation have been converted into equity-based awards with respect to the Issuer's common stock.
- F7On 03/14/14, the reporting person was granted 40,000 RSUs, 13,333 of which vested on 03/14/15, 23,980 of which will vest on 03/14/16, and 23,981 of which will vest on 03/14/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.
- F8On 12/10/14 the reporting person was granted 7,500 RSUs, 2,500 of which vested early on 09/17/15, 4,496 of which will vest on each of 12/10/16 and 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.
- F9On 05/27/15, the reporting person was granted 88,810 RSUs, 53,242 of which will vest on each of 05/27/16 and 05/27/17, and 53,243 of which will vest on 05/27/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.