SEC Form 4 · accession 0001179706-15-000334
Hewlett Packard Enterprise Co · HPE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Antonio F Neri
Officer — EVP and GM EG
Period of report
Dec 9, 2015
Accepted (ET)
Dec 10, 2015 · 6:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001645590
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 25,855 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2,F3 | $14.85 | Dec 9, 2015 | A | 310,101 | A | Dec 9, 2016 | Dec 9, 2023 | Common Stock | 310,101 | 310,101 | D |
| Restricted Stock UnitsF5,F4 | — | Dec 9, 2015 | A | 75,758 | A | — | — | Common Stock | 75,758 | 75,758 | D |
| Restricted Stock UnitsF6,F7,F4 | — | Nov 1, 2015 | J | 5,374 | A | — | — | Common Stock | 5,374 | 12,103 | D |
| Restricted Stock UnitsF6,F8,F4 | — | Nov 1, 2015 | J | 16,649 | A | — | — | Common Stock | 16,649 | 37,500 | D |
| Restricted Stock UnitsF6,F9,F4 | — | Nov 1, 2015 | J | 29,102 | A | — | — | Common Stock | 29,102 | 65,547 | D |
Explanation of responses
- F1There is no reportable change since the last filing. This is a reiteration of holdings only.
- F2This option will become exercisable beginning on this date.
- F3This option is no longer exercisable beginning on this date.
- F4Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- F5On 12/09/15 the reporting person was granted 75,758 restricted stock units ("RSUs"), 25,252 of which will vest on 12/09/16, and 25,253 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.
- F6Hewlett-Packard Company ("HP Co.") stockholders of record on 10/21/15 ("Record Date") received one share of Hewlett Packard Enterprise common stock for every one share of HP Co. common stock held on the Record Date. As reported in the Registration Statement on Form 10 filed by Issuer with the SEC, in connection with the separation, equity-based awards granted by HP Co, prior to the separation will be converted to adjust the award in a manner intended to preserve the aggregate intrinsic value of the original HP Co. award as measured immediately before and immediately after the separation, subject to rounding. The adjusted equity award will otherwise be subject to the same terms and conditions that applied to the original HP Co. award immediately prior to the separation, unless otherwise noted. The reporting person's equity-based awards granted by HP Co. prior to separation have been converted into equity-based awards with respect to the Issuer's common stock.
- F7As previously reported, on 12/11/13 the reporting person was granted 19,413 RSUs, 6,471 of which vested on 12/11/14, 6,471 of which vested early on 09/17/15, and 11,638 of which will vest on 12/11/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 40.6603 dividend equivalent rights at $28.01 per RSU credited to the reporting person's account on 10/07/15.
- F8As previously reported, on 06/16/14 the reporting person was granted 30,490 RSUs, 10,163 of which vested on 06/16/15, 18,278 of which will vest on 06/16/16, and 18,280 of which will vest on 06/16/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.. The number of derivative securities in column 5 includes 127.7241 dividend equivalent rights at $28.01 per RSU credited to the reporting person's account on 10/07/15.
- F9As previously reported, on 12/10/14 the reporting person was granted 53,533 RSUs, 17,844 of which vested early on 09/17/15, 32,093 of which will vest on 12/10/16, and 32,094 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 224.2508 dividend equivalent rights at $28.01 per RSU credited to the reporting person's account on 10/07/15.