SEC Form 4 · accession 0001179706-15-000330

Hewlett Packard Enterprise Co · HPE

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Christopher P Hsu

Officer — EVP, COO

Period of report

Dec 9, 2015

Accepted (ET)

Dec 10, 2015 · 6:25 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001645590

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	holding	—	—		—	23,268	D

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (right to buy)^F2,F3	$14.85	Dec 9, 2015	A	206,734	A	Dec 9, 2016	Dec 9, 2023	Common Stock	206,734	206,734	D
Restricted Stock Units^F5,F4	—	Dec 9, 2015	A	50,505	A	—	—	Common Stock	50,505	50,505	D
Restricted Stock Units^F6,F7,F4	—	Nov 1, 2015	J	42,322	A	—	—	Common Stock	42,322	95,323	D
Restricted Stock Units^F6,F8,F4	—	Nov 1, 2015	J	10,965	A	—	—	Common Stock	10,965	24,698	D
Restricted Stock Units^F6,F9,F4	—	Nov 1, 2015	J	13,939	A	—	—	Common Stock	13,939	31,396	D
Restricted Stock Units^F6,F10,F4	—	Nov 1, 2015	J	23,923	A	—	—	Common Stock	23,923	53,883	D

Explanation of responses

F1There is no reportable change since the last filing. This is a reiteration of holdings only.
F10On 05/27/15, the reporting person was granted 29,603 RSUs, 17,747 of which will vest on each of 05/27/16, 05/27/17, and 05/27/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.
F2This option will become exercisable beginning on this date.
F3This option is no longer exercisable beginning on this date.
F4Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F5On 12/09/15 the reporting person was granted 50,505 restricted stock units ("RSUs"), 16,835 of which will vest on each of 12/09/16, 12/09/17, and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.
F6Hewlett-Packard Company ("HP Co.") stockholders of record on 10/21/15 ("Record Date") received one share of Hewlett Packard Enterprise common stock for every one share of HP Co. common stock held on the Record Date. As reported in the Registration Statement on Form 10 filed by Issuer with the SEC, in connection with the separation, equity-based awards granted by HP Co, prior to the separation will be converted to adjust the award in a manner intended to preserve the aggregate intrinsic value of the original HP Co. award as measured immediately before and immediately after the separation, subject to rounding. The adjusted equity award will otherwise be subject to the same terms and conditions that applied to the original HP Co. award immediately prior to the separation, unless otherwise noted. The reporting person's equity-based awards granted by HP Co. prior to separation have been converted into equity-based awards with respect to the Issuer's common stock.
F7On 07/17/14, the reporting person was granted 77,500 RSUs, 25,833 of which vested on 07/17/15, 46,461 of which will vest on 07/17/16, and 46,463 of which will vest on 07/17/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.
F8On 11/19/14, the reporting person was granted 26,896 RSUs, 13,448 of which vested on 11/19/15 and 24,186 of which will vest on 11/19/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.
F9On 12/10/14, the reporting person was granted 25,641 RSUs, 8,547 of which vested early on 09/17/15, and 15,372 of which will vest on each of 12/10/16 and 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.