SEC Form 4 · accession 0001179706-15-000249
Hewlett Packard Enterprise Co · HPE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeff T Ricci
Officer — SVP, Controller & PAO
Period of report
Nov 2, 2015
Accepted (ET)
Nov 4, 2015 · 5:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001645590
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1,F2 | $14.49 | Nov 2, 2015 | A | 129,413 | A | Nov 2, 2016 | Nov 2, 2023 | Common Stock | 129,413 | 129,413 | D |
| Restricted Stock UnitsF4,F3 | — | Nov 2, 2015 | A | 43,133 | A | — | — | Common Stock | 43,133 | 43,133 | D |
Explanation of responses
- F1This option will become exercisable in three annual installments beginning on this date.
- F2This option is no longer exercisable beginning on this date.
- F3Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- F4On 11/02/15 the reporting person was granted 43,133 restricted stock units ("RSUs"), 14,377 of which will vest on 11/02/16, and 14,378 of which will vest on each of 11/02/17 and 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.