SEC Form 4 · accession 0001415889-17-001969
ARRIS International plc · ARRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel A Rabinovitsj
Officer — PRESIDENT, ENTERPRISE NETWORKS
Period of report
Dec 4, 2017
Accepted (ET)
Dec 19, 2017 · 4:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001645494
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 171204 (T)F1,F2 | $0.00 | Dec 4, 2017 | A | 25,300 | A | Dec 4, 2018 | — | Ordinary Shares | 25,300 | 25,300 | D |
| 171204 (T)F3,F2 | $0.00 | Dec 4, 2017 | A | 33,730 | A | Dec 4, 2021 | — | Ordinary Shares | 33,730 | 33,730 | D |
Explanation of responses
- F1Represents a restricted stock grant which fully vests one year from the grant date.
- F2This restricted stock unit grant does not have a date of expiration, but will fully vest pursuant to the predetermined vesting schedule.
- F3Represents a restricted stock unit grant that vests annually in fourths beginning one year from the date of the award. Date shown reflects the date upon which the award is fully vested.