SEC Form 4 · accession 0001415889-16-006434
ARRIS International plc · ARRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeong H Kim
Director
Period of report
Jul 7, 2016
Accepted (ET)
Jul 11, 2016 · 5:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001645494
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | holding | — | — | — | 10,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Shares (T) 160707F1,F2 | $0.00 | Jul 7, 2016 | A | 7,000 | A | Jul 7, 2017 | — | Ordinary Shares | 7,000 | 7,000 | D |
| Deferred Ordinary SharesF3,F4 | $0.00 | holding | — | — | — | — | — | Ordinary Shares | 4,200 | 4,200 | D |
Explanation of responses
- F1Represents a restricted stock grant which fully vests one year from the grant date.
- F2This restricted stock grant does not have a date of expiration, but will fully vest pursuant to the predetermined vesting schedule.
- F3Represents ordianry shares which are fully vested but are not exercisable. Owner has deferred receipt of this holding until owner's separation from the company.
- F4This holding does not have a date of expiration, but its receipt is deferred until owner's separation from the company.