SEC Form 4 · accession 0001415889-16-005065
ARRIS International plc · ARRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeong H Kim
Director
Period of report
Mar 10, 2016
Accepted (ET)
Mar 14, 2016 · 5:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001645494
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Mar 10, 2016 | P | 10,000 | $23.30 | A | 10,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Common StockF1,F2 | $0.00 | holding | — | — | — | — | — | Common Stock | 4,200 | 4,200 | D |
Explanation of responses
- F1Represents common stock which is fully vested but is not exercisable. Owner has deferred receipt of this holding until owner's separation from the company.
- F2This holding does not have a date of expiration, but its receipt is deferred until owner's separation from the company.