SEC Form 4 · accession 0001127602-19-000295

ARRIS International plc · ARRS

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — President, Enterprise Networks

Period of report

Dec 31, 2018

Accepted (ET)

Jan 2, 2019 · 4:41 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001645494

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Ordinary Shares^F1	Dec 31, 2018	M	9,930	$0.00	A	14,067	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Shares^F2,F3,F4	$0.00	Dec 31, 2018	F	5,250	D	Dec 31, 2018	—	Ordinary Shares	5,250	9,930	D
Restricted Shares^F1,F3,F4	$0.00	Dec 31, 2018	M	9,930	D	Dec 31, 2018	—	Ordinary Shares	9,930	0	D
Restricted Shares^F5,F4	$0.00	holding	—	—	—	Mar 30, 2022	—	Ordinary Shares	27,100	27,100	D
Restricted Shares^F5,F4	$0.00	holding	—	—	—	Jul 1, 2022	—	Ordinary Shares	16,360	16,360	D
Restricted Shares^F5,F4	$0.00	holding	—	—	—	Dec 4, 2021	—	Ordinary Shares	18,975	18,975	D

F1Represents the vested portion of a restricted stock unit grant converting to ordinary shares.
F2Represents shares cash cancelled to cover payroll tax liability on vesting of previously granted restricted stock units.
F3Represents a restricted stock unit grant which fully vests one year from the grant date.
F4This restricted stock unit grant does not have a date of expiration, but will fully vest pursuant to the predetermined vesting schedule.
F5Represents a restricted stock unit grant that vests annually in fourths beginning one year from the date of the award. Date shown reflects the date upon which the award is fully vested.