SEC Form 4 · accession 0001127602-19-000281

ARRIS International plc · ARRS

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — SVP, HUMAN RESOURCES

Period of report

Dec 28, 2018

Accepted (ET)

Jan 2, 2019 · 4:36 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001645494

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Ordinary Shares^F1	Dec 28, 2018	M	8,379	$0.00	A	38,377	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Shares^F2,F3,F4	$0.00	Dec 28, 2018	F	626	D	Mar 30, 2019	—	Ordinary Shares	626	1,435	D
Restricted Shares^F2,F3,F4	$0.00	Dec 28, 2018	F	957	D	Jul 7, 2020	—	Ordinary Shares	957	5,348	D
Restricted Shares^F2,F3,F4	$0.00	Dec 28, 2018	F	1,892	D	Mar 29, 2021	—	Ordinary Shares	1,892	5,833	D
Restricted Shares^F2,F3,F4	$0.00	Dec 28, 2018	F	1,334	D	Mar 30, 2022	—	Ordinary Shares	1,334	10,426	D
Restricted Shares^F1,F3,F4	$0.00	Dec 28, 2018	M	1,435	D	Mar 30, 2019	—	Ordinary Shares	1,435	0	D
Restricted Shares^F1,F3,F4	$0.00	Dec 28, 2018	M	2,195	D	Jul 7, 2020	—	Ordinary Shares	2,195	3,153	D
Restricted Shares^F1,F3,F4	$0.00	Dec 28, 2018	M	3,143	D	Mar 29, 2021	—	Ordinary Shares	3,143	2,690	D
Restricted Shares^F1,F3,F4	$0.00	Dec 28, 2018	M	1,606	D	Mar 30, 2022	—	Ordinary Shares	1,606	8,820	D
Restricted Shares^F5,F4	$0.00	holding	—	—	—	Jan 31, 2019	—	Ordinary Shares	25,220	25,220	D
Restricted Shares^F5,F4	$0.00	holding	—	—	—	Jan 31, 2020	—	Ordinary Shares	20,600	20,600	D
Restricted Shares^F5,F4	$0.00	holding	—	—	—	Jan 31, 2021	—	Ordinary Shares	23,520	23,520	D

F1Represents the vested portion of a restricted stock unit grant converting to ordinary shares.
F2Represents shares cash cancelled to cover payroll tax liability on vesting of previously granted restricted stock units.
F3Represents a restricted stock unit grant that vests annually in fourths beginning one year from the date of the award. Date shown reflects the date upon which the award is fully vested.
F4This restricted stock unit grant does not have a date of expiration, but will fully vest pursuant to the predetermined vesting schedule.
F5Represents a restricted stock unit grant that is performance-based and can vest between 0 and 200% of the grant amount based on the Company's shareholder return as compared to the NASDAQ Composite shareholder return over a three-year measurement period. Amount shown reflects maximum vesting of the award at the 200% level.