SEC Form 4/A · accession 0001127602-18-025596
ARRIS International plc · ARRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
David A Woodle
Director
Period of report
Aug 15, 2018
Accepted (ET)
Aug 16, 2018 · 4:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001645494
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1 | Aug 15, 2018 | P | 1,000 | $23.83 | A | 15,700 | D | |
| Ordinary Shares | holding | — | — | — | 12,651 | I | Ira |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Ordinary SharesF2,F3 | $0.00 | holding | — | — | — | — | — | Ordinary Shares | 53,100 | 53,100 | D |
| Restricted SharesF4,F5 | $0.00 | holding | — | — | — | Jul 1, 2019 | — | Ordinary Shares | 6,500 | 6,500 | D |
Explanation of responses
- F1Amended to reflect a correction in price from $23.8400 to $23.8300.
- F2Represents ordinary shares which are fully vested but are not exercisable. Owner has deferred receipt of this holding until owner's separation from the company.
- F3This holding does not have a date of expiration, but its receipt is deferred until owner's separation from the company.
- F4Represents a restricted stock unit grant which fully vests one year from the grant date.
- F5This restricted stock unit grant does not have a date of expiration, but will fully vest pursuant to the predetermined vesting schedule.