SEC Form 4 · accession 0001127602-18-025485
ARRIS International plc · ARRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Debora J Wilson
Director
Period of report
Aug 14, 2018
Accepted (ET)
Aug 15, 2018 · 5:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001645494
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Aug 14, 2018 | P | 4,000 | $24.35 | A | 50,750 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Ordinary SharesF1,F2 | $0.00 | holding | — | — | — | — | — | Ordinary Shares | 13,550 | 13,550 | D |
| Restricted SharesF3,F4 | $0.00 | holding | — | — | — | Jul 1, 2019 | — | Ordinary Shares | 6,500 | 6,500 | D |
Explanation of responses
- F1Represents ordinary shares which are fully vested but are not exercisable. Owner has deferred receipt of this holding until owner's separation from the company.
- F2This holding does not have a date of expiration, but its receipt is deferred until owner's separation from the company.
- F3Represents a restricted stock unit grant which fully vests one year from the grant date.
- F4This restricted stock unit grant does not have a date of expiration, but will fully vest pursuant to the predetermined vesting schedule.