SEC Form 4 · accession 0001127602-18-022678
ARRIS International plc · ARRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Timothy Bryan
Director
Period of report
Jun 29, 2018
Accepted (ET)
Jul 3, 2018 · 5:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001645494
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1 | Jun 29, 2018 | M | 5,700 | $0.00 | A | 17,200 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted SharesF1,F2,F3 | $0.00 | Jun 29, 2018 | M | 5,700 | D | Jul 1, 2018 | — | Ordinary Shares | 5,700 | 0 | D |
| Restricted SharesF2,F3 | $0.00 | Jul 1, 2018 | A | 6,500 | A | Jul 1, 2019 | — | Ordinary Shares | 6,500 | 6,500 | D |
Explanation of responses
- F1Represents the vested portion of a restricted stock unit grant converting to ordinary shares.
- F2Represents a restricted stock unit grant which fully vests one year from the grant date.
- F3This restricted stock unit grant does not have a date of expiration, but will fully vest pursuant to the predetermined vesting schedule.