SEC Form 4 · accession 0000899243-15-006576
NovoCure Ltd · NVCR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Oct 7, 2015
Accepted (ET)
Oct 9, 2015 · 4:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001645113
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF3,F1 | Oct 7, 2015 | C | 5,755,705 | — | A | 7,531,378 | I | Volati Limited |
| Ordinary SharesF1 | Oct 9, 2015 | X | 154,601 | $3.54 | A | 7,685,979 | I | Volati Limited |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series A Convertible Preferred SharesF4,F3,F1 | — | Oct 7, 2015 | C | 131,380 | D | — | — | Ordinary Shares | 131,380 | 0 | I |
| Series C Convertible Preferred SharesF4,F3,F1 | — | Oct 7, 2015 | C | 618,411 | D | — | — | Ordinary Shares | 618,411 | 0 | I |
| Series D Convertible Preferred SharesF4,F3,F1 | — | Oct 7, 2015 | C | 829,546 | D | — | — | Ordinary Shares | 829,546 | 0 | I |
| Series E Convertible Preferred SharesF4,F3,F1 | — | Oct 7, 2015 | C | 2,823,670 | D | — | — | Ordinary Shares | 2,823,670 | 0 | I |
| Series F Convertible Preferred SharesF4,F3,F1 | — | Oct 7, 2015 | C | 1,121,329 | D | — | — | Ordinary Shares | 1,121,329 | 0 | I |
| Series G Convertible Preferred SharesF4,F3,F1 | — | Oct 7, 2015 | C | 231,369 | D | — | — | Ordinary Shares | 231,369 | 0 | I |
| WarrantsF1,F2 | $3.54 | Oct 9, 2015 | X | 154,601 | D | — | Oct 11, 2015 | Ordinary Shares | 154,601 | 0 | I |
Explanation of responses
- F1Mr. Perlhagen is the settlor of, and a beneficiary of shares held by, the Oden Trust, the beneficial owner of Volati Limited.
- F2Currently exercisable as of the date hereof.
- F3N/A.
- F4Pursuant to the issuer's memorandum & articles of association, all outstanding preferred shares of each series automatically converted into ordinary shares upon the consummation of the issuer's initial public offering on October 7, 2015.
Remarks
This Form 4 is filed for Gert Lennart Perlhagen and Volati Limited.