SEC Form 4 · accession 0001654954-18-000102
Level Brands, Inc. · LEVB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony Kennedy Shriver
Director
Period of report
Jan 1, 2018
Accepted (ET)
Jan 4, 2018 · 1:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001644903
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1,F2 | Jan 1, 2018 | M | 40,000 | $0.00 | A | 127,500 | I | See Footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| restricted stock grantF1,F3 | $0.00 | Jan 1, 2018 | M | 40,000 | D | Jan 1, 2018 | — | common stock | 40,000 | 0 | D |
Explanation of responses
- F1Represents vesting of restricted stock grant.
- F2Includes 50,000 shares of common stock held of record by Best Buddies(R) International. Mr. Shriver has voting and dispositive control over securities held by Best Buddies(R) International. Mr. Shriver disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
- F3No expiration date.