SEC Form 4 · accession 0001209191-18-054611
Mimecast Ltd · MIME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Aron J Ain
Director
Period of report
Oct 4, 2018
Accepted (ET)
Oct 9, 2018 · 8:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001644675
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Restricted Share UnitsF1,F2 | Oct 4, 2018 | A | 4,221 | $0.00 | A | 4,221 | D | |
| Ordinary Shares | holding | — | — | — | 3,086 | D | ||
| Restricted Share UnitsF1,F3 | holding | — | — | — | 6,173 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Each restricted share unit represents a contingent right to receive one share of the Issuer's ordinary shares.
- F2These restricted share units were granted on October 4, 2018, and vest in full on the one year anniversary of the date of grant, provided that the Reporting Person remains a director of the Issuer on such vesting date.
- F3These restricted share units (9,259 units) were granted on April 3, 2017, and 3,086 units vested on April 3, 2018, 3,086 units vest on April 3, 2019, and 3,087 units vest on April 3, 2020, provided that the Reporting Person remains a director of the Issuer on such vesting date.
Remarks
Exhibit 24 Power of Attorney (incorporated by reference to Power of Attorney filed as Exhibit 24 to Form 3 filed by the Reporting Person on April 2, 2018).