SEC Form 4 · accession 0001209191-18-023610
Mimecast Ltd · MIME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter Andrew James Campbell
Officer — Chief Financial Officer
Period of report
Apr 2, 2018
Accepted (ET)
Apr 4, 2018 · 4:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001644675
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Restricted Share UnitsF1,F2 | Apr 2, 2018 | A | 8,000 | $0.00 | A | 8,000 | D | |
| Ordinary Shares | holding | — | — | — | 248,516 | D | ||
| Ordinary Shares | holding | — | — | — | 4,571 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Share Option (Right to Buy)F3 | $34.82 | Apr 2, 2018 | A | 41,000 | A | — | Apr 2, 2028 | Ordinary Shares | 41,000 | 41,000 | D |
Explanation of responses
- F1Each restricted share unit represents the contingent right to receive one share of the Issuer's ordinary shares.
- F2These restricted share units were granted on April 2, 2018. Twenty-five percent (25%) of the units vest on April 2, 2019 and the remainder of the units vest on an annual basis over the next three (3) years, provided that the Reporting Person remains an employee of the Issuer on such vesting date.
- F3This option was granted on April 2, 2018. Twenty-five percent (25%) of the shares vest on April 2, 2019 and the remainder of the shares vest on a quarterly basis over the next three (3) years, provided that the Reporting Person remains an employee of the Issuer on such vesting date.
Remarks
Exhibit 24 Power of Attorney (incorporated by reference to Power of Attorney filed as Exhibit 24 to Form 3 filed by the Reporting Person on April 2, 2018)