SEC Form 4 · accession 0001140361-17-027176
New Bancorp, Inc. · NWBB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ralph R Sommerfeld
Director
Period of report
Jun 30, 2017
Accepted (ET)
Jul 5, 2017 · 5:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001644482
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 30, 2017 | A | 1,393 | $0.00 | A | 1,393 | D | |
| Common Stock | holding | — | — | — | 10,000 | I | By IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2 | $14.09 | Jun 30, 2017 | A | 3,483 | A | Jun 30, 2018 | Jun 30, 2027 | Common Stock | 3,483 | 3,483 | D |
Explanation of responses
- F1Shares of restricted stock vest at a rate of 20% per year commencing on June 30, 2018.
- F2Stock option vest at a rate of 20% per year commencing on June 30, 2018.