SEC Form 4 · accession 0001644440-19-000014
GCP Applied Technologies Inc. · GCP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory E Poling
Officer — CEO · Director
Period of report
Feb 8, 2019
Accepted (ET)
Feb 11, 2019 · 4:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001644440
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 8, 2019 | M | 87,391 | $0.00 | A | 133,733 | D | |
| Common Stock | Feb 8, 2019 | F | 38,846 | $24.84 | D | 94,887 | D | |
| Common Stock | holding | — | — | — | 183,408 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Feb 8, 2019 | M | 87,391 | D | — | — | Common Stock | 87,391 | 0 | D |
Explanation of responses
- F1Restricted Stock Units convert into common stock on a one- for - one basis.
- F2On February 8, 2016, the reporting person was granted 87,391 restricted stock units. This award vested in one installment on February 8, 2019.