SEC Form 4 · accession 0001644440-18-000067
GCP Applied Technologies Inc. · GCP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory E Poling
Officer — President and CEO · Director
Period of report
May 7, 2018
Accepted (ET)
May 9, 2018 · 9:59 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001644440
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 7, 2018 | M | 39,009 | $0.00 | A | 95,596 | D | |
| Common Stock | May 7, 2018 | F | 17,340 | $28.75 | D | 78,256 | D | |
| Common Stock | Feb 27, 2018 | G | 300 | $0.00 | D | 161,739 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | May 7, 2018 | M | 39,009 | D | — | — | Common Stock | 39,009 | 0 | D |
Explanation of responses
- F1Restricted Stock Units convert into common stock on a one-for-one basis.
- F2On May 7, 2015 the Reporting Person was granted 39,009 Restricted Stock Units. This award vested in one installment on May 7, 2018.