SEC Form 4 · accession 0001644440-18-000065
GCP Applied Technologies Inc. · GCP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dean P Freeman
Officer — VP and CFO
Period of report
May 7, 2018
Accepted (ET)
May 9, 2018 · 9:56 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001644440
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 7, 2018 | M | 9,033 | $0.00 | A | 28,648 | D | |
| Common Stock | May 7, 2018 | F | 2,661 | $28.75 | D | 25,987 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F1 | — | May 7, 2018 | M | 9,033 | D | — | — | Common Stock | 9,033 | 0 | D |
Explanation of responses
- F1Restricted Stock Units convert into common stock on a one-for-one basis.
- F2On September 14, 2015 the Reporting Person was granted 9,033 Restricted Stock Units. This award vested in one installment on May 7, 2018.