SEC Form 4 · accession 0001644440-17-000026
GCP Applied Technologies Inc. · GCP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory E Poling
Officer — President and CEO · Director
Period of report
Feb 27, 2017
Accepted (ET)
Mar 1, 2017 · 4:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001644440
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 27, 2017 | A | 22,727 | $0.00 | A | 44,465 | D | |
| Common Stock | holding | — | — | — | 135,775 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (rights to buy)F2 | $26.40 | Feb 27, 2017 | A | 65,717 | A | — | Feb 26, 2027 | Common Stock | 65,717 | 65,717 | D |
Explanation of responses
- F1Each Restricted Stock Unit "RSU" represents a contingent right to receive one share of GCP common stock. RSUs vest in substantially equal installments on each of the first, second, and third anniversary of the grant date and are settled in shares of GCP common stock upon vesting.
- F2Options become exercisable in substantially equal installments on each of the first, second and third anniversary of the grant date.