SEC Form 4 · accession 0001644440-17-000002

GCP Applied Technologies Inc. · GCP

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — President

Period of report

Jan 3, 2017

Accepted (ET)

Jan 5, 2017 · 11:37 am EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001644440

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Jan 3, 2017	M	40,280	$9.71	A	40,280	D
Common Stock^F1,F2	Jan 3, 2017	S	27,250	$26.20	D	13,030	D
Common Stock	Jan 4, 2017	M	40,280	$9.71	A	53,310	D
Common Stock^F1,F3	Jan 4, 2017	S	26,700	$27.23	D	26,610	D
Common Stock	Mar 9, 2016	G	500	$0.00	D	105,723	I	By Trust

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Options (rights to buy)^F4	$9.71	Jan 3, 2017	M	40,280	D	—	Jun 28, 2017	Common Stock	40,280	40,280	D
Employee Stock Options (rights to buy)^F4	$9.71	Jan 4, 2017	M	40,280	D	—	Jun 28, 2017	Common Stock	40,280	0	D

F1Exercised pursuant to an existing 10b5-1 trading plan. The Reporting Person retained all shares net of shares sold to cover the exercise cost and tax withholding.
F2The price reported is the weighted average price. Shares were sold in multiple transactions at prices ranging from $25.70 to $26.98. The Reporting Person will provide, upon request, by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.
F3The price reported is the weighted average price. Shares were sold in multiple transactions at prices ranging from $26.88 to $27.60. The Reporting Person will provide, upon request, by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.
F4Options became exercisable in three substantially equal annual installments on June 28, 2013; June 27, 2014; and June 26, 2015.