SEC Form 4 · accession 0001644440-16-000171
GCP Applied Technologies Inc. · GCP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William J. McCall
Officer — Vice President and CHRO
Period of report
Mar 9, 2016
Accepted (ET)
Mar 11, 2016 · 12:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001644440
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 9, 2016 | M | 3,314 | $8.47 | A | 7,661 | D | |
| Common Stock | Mar 9, 2016 | F | 587 | $18.625 | D | 7,074 | D | |
| Common Stock | Mar 9, 2016 | D | 1,507 | $18.625 | D | 5,567 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (rights to buy)F1 | $8.47 | Mar 9, 2016 | M | 3,314 | D | — | May 5, 2016 | Common Stock | 3,314 | 0 | D |
Explanation of responses
- F1Options became exercisable in three substantially equal installments on May 4, 2012; May 3, 2013; and May 5, 2014.