SEC Form 4 · accession 0001644440-16-000147

GCP Applied Technologies Inc. · GCP

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — President and CEO · Director

Period of report

Feb 22, 2016

Accepted (ET)

Feb 24, 2016 · 5:13 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001644440

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Feb 22, 2016	M	59,674	$8.47	A	59,674	D
Common Stock	Feb 22, 2016	M	9,945	$8.27	A	69,619	D
Common Stock	Feb 22, 2016	F	13,969	$16.965	D	55,650	D
Common Stock	Feb 22, 2016	D	34,641	$16.965	D	21,009	D
Common Stock^F1	Feb 22, 2016	A	30,000	$17.00	A	51,009	D
Common Stock	holding	—	—		—	41,813	I	By Trust

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Options (rights to buy)^F2	$8.47	Feb 22, 2016	M	59,674	D	—	May 5, 2016	Common Stock	59,674	0	D
Employee Stock Options (rights to buy)^F3	$8.27	Feb 22, 2016	M	9,945	D	—	Nov 3, 2016	Common Stock	9,945	0	D

F1The price reported is the weighted average price. Shares were acquired in multiple transactions at prices ranging from $16.97 to $17.05. The Reporting Person will provide, upon request by the Commission Staff, the Issuer or a Security Holder of the Issuer, full information regarding the number of shares acquired at each price.
F2Options become exercisable in three substantially equal annual installments beginning on May 4,2012; May 3, 2013; and May 5, 2014.
F3Options became exercisable in three substantially equal installments on November 5, 2012, November 4, 2013, and November 3, 2014.