SEC Form 4 · accession 0001644440-16-000134
GCP Applied Technologies Inc. · GCP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John W. Kapples
Officer — VP and GC
Period of report
Feb 8, 2016
Accepted (ET)
Feb 10, 2016 · 5:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001644440
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (rights to buy)F1 | $17.25 | Feb 8, 2016 | A | 28,244 | A | — | Feb 7, 2023 | Common Stock | 28,244 | 28,244 | D |
| Restricted Stock UnitsF2,F3,F4 | — | Feb 8, 2016 | A | 16,313 | A | — | — | Common Stock | 16,313 | 16,313 | D |
Explanation of responses
- F1Options become exercisable in substantially equal installments on each of the first, second and third anniversary of the grant date.
- F2Each Restricted Stock Unit "RSU" represents a contingent right to receive one share of GCP common stock.
- F3The RSUs vest in one installment on February 8, 2019.
- F4Not applicable.