SEC Form 4 · accession 0001644440-16-000133
GCP Applied Technologies Inc. · GCP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth S Korotkin
Officer — VP, CAO and Controller
Period of report
Feb 8, 2016
Accepted (ET)
Feb 10, 2016 · 5:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001644440
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF4,F1,F2,F3 | — | Feb 8, 2016 | A | 4,347 | A | — | — | Common Stock | 4,347 | 14,818 | D |
Explanation of responses
- F1Each Restricted Stock Unit "RSU" represents a contingent right to receive one share of GCP common stock.
- F2The RSUs vest in one installment on February 8, 2019.
- F3Not applicable.
- F4Includes 4,347 RSUs that vest on February 8, 2019 and 10,471 RSUs that vest on January 5, 2018.