SEC Form 4 · accession 0001628280-18-000217
GCP Applied Technologies Inc. · GCP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth S Korotkin
Officer — VP and Controller
Period of report
Jan 5, 2018
Accepted (ET)
Jan 8, 2018 · 3:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001644440
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 5, 2018 | M | 10,471 | — | A | 14,027 | D | |
| Common Stock | Jan 5, 2018 | F | 3,582 | $33.51 | D | 10,445 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Jan 5, 2018 | M | 10,471 | D | — | — | Common Stock | 10,471 | 0 | D |
Explanation of responses
- F1Restricted Stock Units convert into common stock on a one-for-one basis.
- F2On January 6, 2016, the Reporting Person was granted 10,471 Restricted Stock Units. This award vested in one installment on January 5, 2018.