SEC Form 4 · accession 0001144204-18-051854
GCP Applied Technologies Inc. · GCP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Standard Industries Inc.
10% Owner
G Holdings LLC
10% Owner
Dalbergia Investments LLC
10% Owner
G-I Holdings Inc.
10% Owner
Standard Industries Holdings Inc.
10% Owner
G Holdings Inc.
10% Owner
Period of report
Sep 27, 2018
Accepted (ET)
Oct 1, 2018 · 6:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001644440
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par valueF1,F2,F3,F4 | Sep 27, 2018 | P | 27,100 | $26.0058 | A | 3,817,507 | D | |
| Common Stock, $0.01 par valueF2,F3,F4 | Sep 27, 2018 | P | 26,475 | $26.1819 | A | 3,843,982 | D | |
| Common Stock, $0.01 par valueF5,F2,F3,F4 | Sep 28, 2018 | P | 25,350 | $26.4819 | A | 3,869,332 | D | |
| Common Stock, $0.01 par valueF6,F2,F3,F4 | Oct 1, 2018 | P | 50,600 | $26.1546 | A | 3,919,932 | D | |
| Common Stock, $0.01 par valueF2,F3,F4 | Oct 1, 2018 | P | 100,000 | $26.1129 | A | 4,019,932 | D | |
| Common Stock, $0.01 par valueF7,F2,F3,F4 | Oct 1, 2018 | P | 64,000 | $26.1881 | A | 4,083,932 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $25.8500 to $26.3500. The Reporting Persons (as defined in footnote 2 below) undertake to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes 1, 5, 6, and 7 to this Form 4.
- F2In addition to Dalbergia Investments LLC, a Delaware limited liability company ("Dalbergia"), this Form 4 is being filed jointly by Standard Industries Inc., a Delaware corporation ("Standard Industries"), Standard Industries Holdings Inc., a Delaware corporation ("Standard Holdings"), G-I Holdings Inc., a Delaware corporation ("G-I Holdings"), G Holdings LLC, a Delaware limited liability company ("G Holdings LLC"), and G Holdings Inc., a Delaware corporation ("G Holdings Inc.," and all of the foregoing, collectively, the "Reporting Persons"). The principal business address of Dalbergia, Standard Industries, G-I Holdings, G Holdings LLC and G Holdings Inc. is 1 Campus Drive, Parsippany, New Jersey 07054. The principal business address of Standard Holdings is 1011 Centre Road, Suite 315, Wilmington, Delaware 19805.
- F3The securities reported on this Form 4 (the "Subject Securities") are held directly by Dalbergia. Standard Industries is the sole owner of Dalbergia, and each of Standard Holdings, G-I Holdings, G Holdings LLC and G Holdings Inc. is directly or indirectly a controlling owner of Standard Industries.
- F4Dalbergia, Standard Industries, Standard Holdings, G-I Holdings, G Holdings LLC and G Holdings Inc., as entities with direct and indirect holdings, respectively, in the Subject Securities, may be deemed to beneficially own the Subject Securities for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"). Each of the Reporting Persons disclaims beneficial ownership of the Subject Securities except to the extent of any pecuniary interest therein.
- F5The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $26.3000 to $26.5500.
- F6The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $25.9750 to $26.5000.
- F7The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $25.9958 to $26.3300.