SEC Form 4 · accession 0001705604-18-000002
Hostess Brands, Inc. · TWNK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Darryl Patrick Riley
Officer — See Remarks
Period of report
Nov 6, 2017
Accepted (ET)
Jan 4, 2018 · 7:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001644406
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock, par value $0.0001 per share | Nov 6, 2017 | F | 3,092 | $11.80 | D | 5,908 | D | |
| Restricted Stock UnitsF2 | holding | — | — | — | 18,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On November 6, 2017, the first business day after the vesting of shares underlying 9,000 previously disclosed restricted stock units, the issuer withheld 3,092 shares of Class A common stock to satisfy withholding taxes due in connection with such vesting. Such shares had a market value of $11.80 per share, the closing price of the Class A common stock on the immediately preceding trading date.
- F2Consists of the remaining previously disclosed restricted stock units that remain subject to time-based vesting.
Remarks
Senior Vice President, Quality/Food Safety and R&D