SEC Form 4 · accession 0001686565-18-000002
Hostess Brands, Inc. · TWNK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Alan Peterson
Officer — See Remarks
Period of report
Nov 7, 2018
Accepted (ET)
Nov 9, 2018 · 5:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001644406
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock, par value $0.0001 per share | Nov 7, 2018 | F | 9,896 | $10.88 | D | 43,301 | D | |
| Restricted Stock UnitsF2 | holding | — | — | — | 44,402 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On November 7, 2018, Hostess Brands, Inc. withheld 9,896 shares of Class A common stock to satisfy withholding taxes due in connection with the vesting of one-third of the shares of Class A common stock underlying an award of restricted stock units previously granted to the reporting person. Such shares had a market value of $10.88 per share, the closing price of the Class A common stock on November 2, 2018, the trading date immediately preceding the vesting date.
- F2Consists of the remaining previously disclosed restricted stock units that remain subject to time-based vesting criteria.
Remarks
Executive Vice President, Chief Financial Officer and Treasurer