SEC Form 4 · accession 0001140361-15-036167
Hostess Brands, Inc. · TWNK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gores Sponsor LLC
10% Owner
Period of report
Sep 27, 2015
Accepted (ET)
Sep 29, 2015 · 5:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001644406
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class F Common Stock, par value $.0001 per shareF2,F1 | — | Sep 27, 2015 | J | 687,500 | A | — | — | Class A Common Stock, par value $.0001 per share | — | 9,325,000 | D |
Explanation of responses
- F1The Class F Common Stock is convertible for the Issuer's Class A Common Stock and has no expiration date. Shares of Class F Common Stock are convertible into shares of Class A Common Stock as described under the heading "Description of Securities-Founder Shares" in the Issuer's registration statement on Form S-1 (File No. 333-205734).
- F2687,500 shares of Class F Common Stock were forfeited to the Issuer at no cost in connection with the underwriters' election not to exercise the remaining unused portion of the over-allotment option, as described in the Issuer's registration statement on Form S-1 (File No. 333-205734).