SEC Form 4 · accession 0001140361-15-036165
Hostess Brands, Inc. · TWNK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alec E Gores
Director · 10% Owner
Period of report
Sep 27, 2015
Accepted (ET)
Sep 29, 2015 · 4:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001644406
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class F Common Stock, par value $.0001 per shareF2,F3,F1 | — | Sep 27, 2015 | D | 687,500 | D | — | — | Class A Common Stock, par value $.0001 per share | — | 9,325,000 | I |
Explanation of responses
- F1The Class F Common Stock is convertible for the Issuer's Class A Common Stock and has no expiration date. Shares of Class F Common Stock are convertible into shares of Class A Common Stock as described under the heading "Description of Securities-Founder Shares" in the Issuer's registration statement on Form S-1 (File No. 333-205734).
- F2687,500 shares of Class F Common Stock were forfeited by Gores Sponsor LLC to the Issuer at no cost in connection with the underwriters' election not to exercise the remaining unused portion of the over-allotment option, as described in the Issuer's registration statement on Form S-1 (File No. 333-205734).
- F3Represents shares held by Gores Sponsor LLC, a limited liability company indirectly controlled by Mr. Gores. Mr. Gores has voting and dispositive power over such shares. Mr. Gores disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.