SEC Form 4 · accession 0000899243-18-006718
Hostess Brands, Inc. · TWNK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Stone
Director
Period of report
Mar 5, 2018
Accepted (ET)
Mar 7, 2018 · 7:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001644406
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock, par value $0.0001 per shareF1 | Mar 5, 2018 | S | 79,107 | $14.35 | D | 308,257 | D | |
| Class A Common Stock, par value $0.0001 per shareF2,F3 | Mar 5, 2018 | S | 100,893 | $14.25 | D | 0 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects the weighted average price of sales on March 5, 2018. The shares were sold in multiple transactions at prices ranging from $14.32 to $14.38, inclusive. The reporting person undertakes to provide to Hostess Brands, Inc., any security holder of Hostess Brands, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
- F2Reflects the weighted average price of sales on March 5, 2018. The shares were sold in multiple transactions at prices ranging from $14.18 to $14.32, inclusive. The reporting person undertakes to provide to Hostess Brands, Inc., any security holder of Hostess Brands, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
- F3The shares beneficially owned by the reporting person are directly owned by The Mark Ronald Stone Trust, of which the reporting person is the trustee. Accordingly, the reporting person may be deemed to have beneficial ownership of the shares of Class A Common Stock owned thereby.