SEC Form 4 · accession 0000899243-16-016920
Hostess Brands, Inc. · TWNK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Mar 28, 2016
Accepted (ET)
Mar 30, 2016 · 4:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001644406
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class F Common Stock, par value $.0001 per shareF2,F3,F1 | — | Mar 28, 2016 | S | 25,000 | D | — | — | Class A Common Stock, par value $.0001 per share | — | 9,300,000 | D |
Explanation of responses
- F1The Class F Common Stock is convertible into the Issuer's Class A Common Stock and has no expiration date. Shares of Class F Common Stock are convertible into shares of Class A Common Stock as described under the heading "Description of Securities-Founder Shares" in the Issuer's registration statement on Form S-1 (File No. 333-205734).
- F225,000 shares of Class F Common Stock were sold for an aggregate purchase price of $50.00.
- F3Represents shares held by Gores Sponsor LLC, a limited liability company indirectly controlled by Mr. Gores. Mr. Gores has voting and dispositive power over such shares. Mr. Gores disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
Remarks
Exhibit 99.1 Joint Filer Information, incorporated herein by reference